|About||Securities and advisory services offered through Commonwealth Financial Network®, Member www.finra.org / www.sipc.org, a Registered Investment Adviser|
We are an award-winning, client-driven wealth management firm with clients spanning the globe. We’re a small team, but we’re partnered with the Commonwealth Financial Network, which means we offer the best of both worlds. We don’t have a lot of internal hierarchy, so we’re focused on our clients and their business, instead of our own. And yet we have the resources, expertise and comprehensive range of services of a much larger company.
We pride ourselves on being professional and are very, very good at what we do. We also love what we do, and we aren’t afraid to show it. We’re headquartered in Gig Harbor because it’s an incredible place to live, and we love being an active and engaged part of our community.
No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services. Strictly intended for individuals in AZ, CA, CO, CT, FL, GA, HA, MN, MT, NH, NM, NY, OH, OR, TX, VA, WA
Five Star Wealth Manager award winner 2012-2013, 2015-2018
Pacific Lutheran University's Board of Regents 2013-Present
Greater Tacoma Community Foundation, Board Member 2011-2015
Point Defiance Zoo Society, Board Member 2005-2014
Point Defiance Zoobilee Chair 2012
Five Star Professional, as a third party research firm, identified pre-qualified award candidates based on industry data. FIVE STAR award recipients were nominated by either their broker/dealer or peers or were prequalified. They satisfied objective eligibility and evaluation criteria associated with providing quality services to clients. The criteria includes: active credentialed financial professional for a minimum of 5 years, favorable regulatory and complaint history, fulfillment of firm’s internal review, accepting new clients, one year and five year client retention rates, client assets administered, number of client households, education and professional designations. 1,678 Seattle wealth managers were considered for the award; 412 (25 percent of candidates) were named 2016 Five Star Wealth Managers. The criteria provided reflects the most recent year for which advisor received the award. The criteria used, the number of wealth managers considered for the award, and the percentage of those who receive the award, may vary from year to year. A favorable regulatory and complaint history is defined by Five Star Professional to mean that the wealth manager has not: been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine, had more than a total of three settled or pending customer complaints filed against them (excluding dismissed complaints) with any regulatory authority or through Five Star Professional’s consumer complaint process, individually contributed to a financial settlement of a customer complaint, filed for personal bankruptcy, been convicted of a felony. No fee is paid to be included in the research or on the final list. The
Securities and advisory services offered through Commonwealth Financial Network®, Member www.finra.org / www.sipc.org, a Registered Investment Adviser. Summit Wealth Management, 6625 Wagner Way Suite 320, Gig Harbor, WA 98335 (253) 858-2884